GLBA → SOC 2 crosswalk
A control-by-control mapping between GLBA Safeguards Rule (16 CFR Part 314) and SOC 2 (AICPA Trust Services Criteria). 5 mappings.
| GLBA | SOC 2 | Relationship | Notes |
|---|---|---|---|
| §314.4(a) Designate a qualified individual | CC1.1 Integrity and ethical values | RelatedCurated | Governance & security policy |
| §314.4(c)(1) Access controls | CC6.1 Logical access security controls | EquivalentCurated | Access control & identity |
| §314.4(c)(3) Encryption of customer information | CC6.7 Restricting data transmission | PartialCurated | Cryptography & data protection |
| §314.4(c)(8) Monitoring and logging of authorized user activity | CC7.2 Security event monitoring | EquivalentCurated | Logging, monitoring & detection |
| §314.4(d) Regularly test or monitor safeguards | CC7.1 Vulnerability detection and monitoring | PartialCurated | Vulnerability management |
Mappings marked “Official” derive from standards-body informative references; “Curated” mappings are authored by Cyber Compliance and provided for guidance only.